Role-Based Pool Views

Role-Based Pool Views

Understand how different users see pools based on their role

Overview

Different users see pools differently based on their role in the platform. The role youselect during login determines what pools you can see, what information isdisplayed, and what actions are available. Issuers see pools they create andmanage; market makers see pools shared with them for review and structuring;investors see pools shared with them; rating agencies see pools shared foranalysis. Each role has a tailored view that shows only relevant information and appropriate actions.

How to Navigate the Platform

Accessing the Pools Section - From the left expandable menu (which expandswhen you hover over it), click on
Pools to navigate to the Pools dashboard. Thedashboard displays all pools relevant to your role with their current statuses andavailable actions.

Viewing Pool Details - In the Pools dashboard, click on a Pool ID to navigate to thepool details page. The details page shows comprehensive information: summarytiles with metrics, tabbed sections for loans, loan tape, stratifications, performance, feedback, and sharing (depending on your role and the pool's sharing configuration).

Understanding Your View - The pools you see depend on:

      • Your role : Issuers see pools they created; market makers, investors, and ratingagencies see pools shared with them
      • Pool status : Pools in Created status are visible only to the issuer; other statusesare visible to shared parties
      • Sharing configuration : You can only see pools that have been shared with yourorganization (except issuers who see their own pools regardless)

Role Selection at Login - When you log in, you select your role. If you have multipleroles in the platform, you can log in with different roles to see different views. Forexample, logging in as Issuer shows pools you created; logging in as Market Makershows pools shared with you.

What You Will See

Issuer / Borrower View

As an issuer, you have full control over pools you create. Your Pools dashboardshows all pools you've created, regardless of their current status.

Pools Dashboard

      • All pools you've created with their Pool IDs, names, statuses, and metrics
      • Set-up Pool button at top right to create new pools
      • Status indicators showing where each pool is in the workflow
      • Action options for each pool

                                                                                    Pools Screen - Issuer


Pool Details Page (accessible by clicking on a Pool ID)

• Summary tiles at top showing pool metrics
• Summary section with charts showing pool composition and distributions
• Loans tab showing all mapped loans with action icons:
      ◦ Chat box icon : Opens loan-level feedback/comments dialog               
      ◦ Tick icon : Appears when a market maker requests loan removal—click to accept (loan becomes Removed)
      ◦ Cross icon : Appears when a market maker requests loan removal—click to reject the removal request

• Loan Tape section showing detailed loan data (mapped columns first,unmapped columns in italic)
        ◦ As Of Date dropdown to select loan data for different reporting periods
        ◦ Download button to export loan data in XLSX or CSV format
• Strats section with stratification analytics
• Performance section with performance analytics
• Feedback section showing pool-level feedback from shared parties (you canview but not add pool-level feedback)
• Sharing tab showing all shared organizations and their permissions (feedback,download)—you can edit these settings

Top Action Buttons
• Edit button with two options:

      ◦ Edit Pool Details : Opens the same form as Set-up Pool to modify poolinformation and organization assignments

      ◦ Edit Loan Tape : Upload recurring loan tape data for subsequent reportingperiods with As Of Date selection

• Share button : Opens sharing configuration to share with organizations (marketmakers, investors, rating agencies, etc.)

• Start Deal button : Enabled after prerequisites (typically all pool loans NFT-minted); initiates Deal flow


Market Maker / Facility Agent View

As a market maker, you see pools that issuers have shared with you. Your Poolsdashboard shows these shared pools with their statuses and available actions.

Pools Dashboard

•  Pools shared with your organization, displayed with status and actions

• Status shows Mandate Pending for Preview shares awaiting your decision, Ready for Deal for Start Deal shares

• Actions include Review, Accept, Reject depending on status

                                                                                          Pool Screen - Market Maker


Pool Details Page (after clicking on Pool ID, typically after accepting)

• Same view as issuer for information sections: Summary, Loans, Loan Tape,Strats, Performance, Feedback
• Sharing tab is not visible (only issuers manage sharing configuration) • Edit button and Start Deal button are not visible (these are issuer actions) • Share button is available—you can share the pool with investors only
• Loans tab actions :       ◦ Cross icon : Click to request removal of a loan from the pool (sends requestto issuer)       ◦ Chat box icon : Opens loan-level feedback dialog for comments
• You can provide pool-level feedback in the Feedback section (after acceptingthe mandate)

Acceptance Pop-up (when you click Accept from the dashboard)

• Confirmation dialog for accepting the mandate/deal • Accept and Cancel buttons • After accepting a Preview share, your view shows Under Review status

Investor / Lender View

As an investor, you see pools shared with you. Your view is similar to the marketmaker view but without the ability to share further.

Pools Dashboard

• Pools shared with your organization • Status and action options for each pool

                                                                                          Pools Screen - Investor

Pool Details Page

• Same information sections as market maker: Summary, Loans, Loan Tape,Strats, Performance, Feedback

• Share button is not visible (investors cannot share pools further)

• Loans tab actions :

      ◦ Cross icon : Click to request removal of a loan from the pool (sends requestto issuer)
      ◦ Chat box icon : Opens loan-level feedback dialog for comments

Rating Agency View

As a rating agency, you see pools shared with you for rating analysis. Your view is read-only for most actions—you can analyze and provide comments but cannot reject loans or share pools.


Pools Dashboard

• Pools shared with your organization for rating analysis

• Status indicators for each pool

                                                                              Pools Screen - Rating Agency


Pool Details Page

• Same information sections: Summary, Loans, Loan Tape, Strats, Performance,Feedback

• No Share button (rating agencies cannot share pools)

• Loans tab actions : 

      ◦ Chat box icon : Opens loan-level feedback dialog for comments
      ◦ No cross icon (rating agencies cannot request loan removals)

• You can provide comments in pool-level and loan-level feedback sections


Helpful Tips

Check Your Role - If you're not seeing expected pools, verify you logged in withthe correct role. Different roles see different sets of pools.

Issuer Pools Are Private Until Shared - Pools in Created status are visible only tothe issuer who created them. Other parties can only see pools after they've beenshared.

Market Maker Actions After Acceptance - Before accepting a mandate, marketmakers cannot provide feedback. After accepting, feedback functionality becomesavailable and the status shows Under Review.

Loan-Level vs Pool-Level Feedback - Use the chat box icon in the Loans tab forloan-specific feedback. Use the Feedback section for pool-level comments. As anissuer, you can view pool-level feedback but respond through loan-level comments.

Loan Rejection Flow - When a market maker or investor clicks the cross icon torequest loan removal, the issuer sees tick and cross icons on that loan. Tickaccepts the removal (loan becomes Removed); cross rejects the removal request.

As Of Date Selection - In the Loan Tape section, use the As Of Date dropdown toview loan data for different reporting periods. This is useful when monthly loantapes are uploaded for recurring calculations.

Download Permissions - Your ability to download loan tape data depends on thepermissions set by the issuer in the Sharing tab. If download is disabled for yourorganization, the download option may not be available.

Status Affects Actions - The actions available to you depend on both your role andthe pool's current status. Disabled actions typically have tool tips explaining whythey're unavailable.

Dashboard Navigation - Use the left expandable menu to navigate betweensections. The menu expands when you hover over it, showing section names for easy navigation.


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